Director, Financial Control & Regulatory Reporting

We are partnering with a global financial institution on a search for a Director within its Finance organization in New York.

Find out more about the daily tasks, overall responsibilities, and required experience for this opportunity by scrolling down now.
This is a senior, hands-on position with responsibility across financial control, broker-dealer accounting and regulatory reporting. The individual will work closely with senior leadership and partner across Finance, Risk, Compliance, Operations and other key stakeholders.
Responsibilities:Lead financial control and regulatory reporting activities across multiple legal entities.Oversee broker-dealer books and records and ensure a strong financial control environment.Manage key regulatory capital calculations and reporting requirements.Take ownership of month-end close and general ledger processes.Support regulatory, audit, and SOX-related matters.Lead and develop members of the Finance team while driving process and control improvements.
Qualifications:CPA required10+ years of relevant experience across financial control, regulatory reporting and/or broker-dealer finance.Strong understanding of FINRA/SEC broker-dealer requirements.Experience with Net Capital / Rule 15c3-1 highly preferred.Series 27 preferred; candidates with the ability to obtain the registration may also be considered.Strong understanding of capital markets and banking products. xzbcwsv Strong analytical, communication and leadership skills.