Portfolio/Investment Compliance Officer

Arrow Search Partners · New york city metropolitan area, United States

Our client, a prominent hedge fund, is looking to hire a compliance officer to support their investment guideline compliance program.

Responsibilities:

• Manage portfolio compliance across a broad and expanding global investment platform, ensuring effective oversight of investment activities.
• Interpret investment restrictions, client mandates, and regulatory standards, translating requirements into practical compliance parameters and controls.
• Direct ongoing pre- and post-trade surveillance for designated portfolios to ensure compliance with applicable investment guidelines and regulatory obligations.
• Investigate compliance breaches and monitoring alerts, determine appropriate resolutions, and escalate significant matters with recommendations for remediation.
• Coordinate the development, implementation, and testing of compliance rules within monitoring platforms to ensure accurate and reliable oversight.
• Evaluate existing compliance processes and controls, identify opportunities for improvement, and implement enhancements to strengthen the overall control framework.

Requirements

• 5+ years of compliance experience
• Experience with a fund supporting investment guidelines