Compliance Manager

Job Summary We are looking for a detail-oriented professional to manage PMLA (Prevention of Money Laundering Act) and AML/KYC compliance activities within the Equity Broking Operations team. The role involves ensuring regulatory compliance with SEBI, FIU-IND, NSE, BSE, NSDL/CDSL guidelines, conducting due diligence, transaction monitoring, and supporting regulatory audits. Experience in broking operations and regulatory compliance is essential. Key Responsibilities Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) as per PMLA guidelines. Review and verify KYC documents for individual, HUF, corporate, trust, partnership, and NRI clients. Conduct AML screening against sanctions, PEP, and adverse media databases. Monitor client transactions and identify suspicious or unusu