Controller

A boutique investment firm managing over $1.7 billion in municipal assets seeks a Controller to lead accounting and financial operations across private funds, a Registered Investment Adviser, and an in-house broker-dealer. This role offers direct collaboration with senior leadership and ownership of fund accounting processes enhanced by proprietary automation tools. Ideal for an experienced accounting professional with a strong background in fund administration, fixed income, and regulatory reporting within a small, specialized team.

If you want to know about the requirements for this role, read on for all the relevant information.
Title: ControllerIndustry: Municipal Bond BrokerageLocation: Denver, CO
Responsibilities:Manage comprehensive fund accounting activities, including NAV calculations, capital account maintenance, and investor allocations for multiple private funds.Oversee accounting and valuation of municipal bond holdings and interest rate swaps, ensuring accurate performance reporting and reconciliation.Coordinate annual audits and tax filings for funds and management entities, supporting preparation of investor K-1s and regulatory submissions.Direct financial reporting and compliance for the broker-dealer, including net capital computations, FOCUS reports, and adherence to FINRA and SEC requirements.Maintain management company accounting using QuickBooks, handling month-end close, reconciliations, payables, and financial statement preparation.Track and analyze management fees and revenue streams across the firm’s investment products, delivering timely financial insights to leadership.Continuously refine accounting processes and controls, leveraging existing automation tools to enhance efficiency within a lean operational structure.
Qualifications:
Must-Have:Proven fund accounting experience within an investment manager, credit fund, hedge fund, or fund administrator environment.Hands-on expertise with fixed-income or credit investment strategies, including NAV reporting and investor allocations.Strong proficiency in QuickBooks and advanced Excel skills.Ability to independently manage accounting operations and financial reporting in a small, entrepreneurial setting.Familiarity with broker-dealer financial reporting and regulatory compliance, preferably within a FINRA-regulated environment.
Nice-to-Have:CPA designation.Series 27 (FINOP) license or willingness to obtain shortly after hire.Experience with interest rate swaps, derivatives accounting, or municipal securities.Background in public accounting serving financial services or asset management clients. xzbcwsv Exposure to accounting automation tools or programming languages supporting fund accounting workflows.