Head Compliance

Job Responsibilities Serve as the primary liaison with RBI, SEBI, FIU-IND, MCA/ROC, stock exchanges, and other regulatory authorities Lead regulatory inspections, supervisory reviews, audits, and ensure timely closure of regulatory observations Oversee the enterprise-wide compliance framework and ensure adherence toRBI Master Directions for NBFCs, focusing particularly on KYC, FPC, AML, and other pertinent areas Drive policy governance, regulatory change management, and implementation of evolving regulatory requirements across the organization Advise the Board, senior management, and business teams on regulatory developments, compliance risks, and governance matters Provide compliance oversight for new products, partnerships, digital initiatives, customer journeys, and strategy ic business projects Strengthen compliance monitoring, internal controls, and governance mechanisms to proactively manage regulatory risk Foster a strong culture of ethics, integrity, and compliance through training, awareness, and stakeholder engagement Present compliance updates, regulatory developments, and key risk matters to the Board and governance committees Ideal Candidate 10 years of experience in Compliance, Regulatory Affairs, Risk, or Governance within NBFCs, Banks, or Financial Services Deep understanding of RBI regulations, KYC/AML requirements, and regulatory expectations applicable to lending businesses Proven experience managing regulatory inspections and engaging with senior regulatory stakeholders Strong leadership, stakeholder management with CXO level Demonstrated ability to balance regulatory compliance with business growth and innovation