Senior SOX and Internal Controls Analyst

Senior SOX & Internal Controls AnalystGlobal Financial Services PlatformChicago, IL | On-Site

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We are partnering with an established, publicly traded global financial services organization to recruit a Senior SOX & Internal Controls Analyst for its Chicago team.The organization operates across capital markets, trading, clearing, and investment services, providing exposure to complex financial products, global operations, and a sophisticated regulatory environment.This position offers an opportunity for an audit or SOX professional to move into a business-facing internal controls role, partnering closely with Finance, Risk, Treasury, Operations, and other stakeholders.
Why consider this opportunity
Join a publicly traded, global financial services organization.Gain exposure to trading, clearing, capital markets, and complex financial reporting processes.Work directly with cross-functional teams across the business.Broaden your experience beyond traditional audit into SOX governance and financial controls.
What you'll own
Support the Sarbanes-Oxley (SOX) compliance program, including SOX 302/404 requirements and internal controls over financial reporting (ICFR).Perform testing of control design and operating effectiveness across financial reporting processes.Review balance sheet reconciliations, income statement controls, and related financial control activities.Maintain process narratives, flowcharts, and internal control documentation.Identify control deficiencies, assess risks, and support remediation efforts.Evaluate management review controls (MRCs), end-user computing (EUC), and information used in controls (IUC).Support IT application control testing and SOC 1/SOC 2 reviews.Partner with Finance, Risk, Treasury, Operations, and internal and external audit teams.
What we’re looking for
Experience in SOX compliance, internal controls, internal audit, or external audit.Working knowledge of SOX 404, ICFR, control testing, and PCAOB standards.Financial services experience preferred, including broker-dealers, investment banking, asset management, trading, or banking.Experience evaluating financial reporting controls and identifying control deficiencies.CPA or relevant internal audit/financial controls certification preferred. xzbcwsv Strong analytical, communication, and stakeholder management skills.