Senior executive-investment operations & compliance (insurance)

Job Summary :
We are looking for a detail-oriented Investment Operations & Compliance Professional with 3+ years of experience in the insurance industry. The role involves managing investment operations, investment compliance monitoring, reconciliations, investment accounting support, and regulatory reporting activities.
The ideal candidate should have a strong understanding of IRDAI Investment Regulations, investment compliance frameworks, and hands-on experience with investment back-office platforms such as Credence, M-Power, and M-Fund.
Key Responsibilities
Investment Operations
Process investment transactions across debt, equity, mutual funds, government securities, and money market instruments.
Capture investment deals accurately in investment management systems.
Perform trade validation, settlement monitoring, and corporate action processing.
Maintain investment records and supporting documentation.
Investment Compliance & Regulatory Reporting
Monitor compliance with IRDAI Investment Regulations, Guidelines, and Master Circulars.
Track exposure limits, prudential norms, sectoral limits, and asset allocation requirements.
Prepare investment compliance reports for management and regulatory purposes.
Coordinate with auditors, compliance teams, custodians, and fund managers.
Reconciliation & Reporting
Perform daily, monthly, and quarterly reconciliations of investment portfolios.
Prepare portfolio reports, investment schedules, MIS reports, and management dashboards.
Support preparation of regulatory returns and investment disclosures.
Investment Accounting Support
Monitor interest accruals, dividend income, amortization, and valuation data.
Assist in investment-related accounting and financial reporting activities.
Coordinate with Finance and Actuarial teams for investment data requirements.
System Management
Operate and maintain investment back-office systems including:
Credence
M-Power
M-Fund
Other investment management platforms (preferred)
Required Skills
Technical Skills
Advanced Microsoft Excel
XLOOKUP
INDEX-MATCH
SUMIFS
IFERROR
Data Validation
MIS & Dashboard Reporting
Power Query (preferred)
Domain Knowledge
IRDAI Investment Regulations
IRDAI Investment Master Circulars
Investment Compliance Framework
Fixed Income Investments
Equity Investments
Mutual Fund Operations
Investment Accounting & Reconciliation
Preferred Candidate Profile
Minimum 3 years of experience in Investment Operations / Back Office within an Insurance Company
Experience in investment regulatory reporting and compliance monitoring
Exposure to working with custodians, auditors, investment teams, finance departments, and actuarial teams
Strong understanding of insurance investment processes and controls
#Investment Operations#Investment Back Office#Insurance Investment Operations#Investment Compliance#IRDAI Regulations#RDAI Investment Guidelines#Investment Accounting#Investment Reconciliation#Portfolio Reconciliation#Custodian Reconciliation#Regulatory Reporting#Portfolio Reporting#Fixed Income Operations#Mutual Fund Operations#Equity Operations#Government Securities#Corporate Actions#Trade Settlement#Investment MIS#