Attorney (Capital Markets Securities Counsel or Partner)

Public Companies • Micro-Cap & Small-Cap • PIPEs • Uplisting • M&A • SEC Compliance
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Hybrid / Remote | Entrepreneurial PlatformWe are representing a fast-growing, entrepreneurial corporate and securities law firm that operates at the intersection of capital markets, M&A, and growth-stage public companies. The firm is a recognized leader in micro-cap and small-cap public company transactions, advising U.S. and international issuers, investors, placement agents, and funds on complex financings, exchange listings, and strategic transactions.This is an opportunity for a deal-running securities lawyer who understands how capital is raised and transactions are closed in the lower-middle-market public company ecosystem — not just blue-chip IPOs.The PracticeThe firm serves as outside general counsel and capital-markets quarterback to micro-cap, small-cap, and growth-stage public companies seeking access to U.S. capital markets and institutional investors. The platform handles:Reverse mergers and alternative public offeringsPIPEs, structured equity & convertible debt financingsUplisting from OTC, TSX, AIM, and other markets to NASDAQ or NYSEInitial and secondary public offeringsResale registration statements and follow-on financingsPublic company M&A, asset sales, and strategic investmentsBalance-sheet restructurings, recapitalizations, and equity clean-upsThese matters often involve thinly traded securities, cross-border issuers, complex capital structures, and simultaneous financings, requiring attorneys who understand both the business reality and the regulatory framework.What You’ll DoYou will act as lead capital-markets and securities counsel on high-volume, deal-driven matters, including:Structuring and documenting PIPEs, registered directs, and private placementsDrafting and reviewing S-1s, resale registration statements, 10-Ks, 10-Qs, 8-Ks, and prospectusesManaging NASDAQ, NYSE, SEC, and FINRA processes tied to uplistings and financingsAdvising boards and management on corporate governance, disclosure, and fiduciary dutiesSupporting M&A and recapitalization transactions tied to capital raisesWorking directly with CEOs, investors, placement agents, and underwritersThis is a front-line deal role, not a back-office compliance position.Who This Is ForThis role is ideal for a partner with portable business who:Has 7–10+ years of securities and capital markets experienceHas worked with micro-cap, small-cap, or growth-stage public companiesIs comfortable running PIPEs, reverse mergers, uplistings, and follow-on offeringsWants client ownership, deal flow, and upside, not a narrow SEC-reporting siloWhy This Platform Is DifferentThis firm is built around closing transactions in difficult capital markets, offering:Direct relationships with funds, placement agents, and exchangesCreative fee structures (flat, hybrid, equity-based) aligned with deal successDeep experience in thinly-traded and cross-border issuer marketsReal business-development opportunity with capital-hungry clientsAn entrepreneurial culture focused on getting deals doneExplore ConfidentiallyIf you are a capital-markets attorney who understands the micro-cap and small-cap ecosystem and wants to run deals in a platform built for transaction velocity and client growth, we welcome a discreet conversation. xzbcwsv Apply to start a confidential discussion.