Enterprise Compliance Manager

Saaki Argus and Averil Consulting · India

We are looking for diversity candidates who has experience working with International Financial Services

Key Responsibilities:-

1. Compliance Framework:

• Develop and maintain the GCC compliance framework aligned with global policies and regulatory requirements.
• Manage compliance policies, procedures, and control standards.

2. Regulatory Compliance:

• Ensure compliance with applicable regulations across supported jurisdictions.
• Provide advisory support for new products, business initiatives, and outsourcing.

3. Compliance Monitoring:

• Conduct compliance reviews, control testing, and monitor regulatory exceptions.
• Track compliance issues and recommend corrective actions.

4. Policy & Controls:

• Develop and update compliance policies, SOPs, and governance documents.
• Strengthen and monitor internal control effectiveness.

5. Incident Management:

• Manage compliance incidents, regulatory breaches, and audit findings.
• Drive root cause analysis and remediation.

6. Third-Party Compliance:

• Oversee compliance for vendors and outsourced services.
• Partner with Legal and Procurement on compliance obligations.

7. Reporting & Governance:

• Prepare compliance reports, dashboards, KCIs, and committee updates.

8. Stakeholder Management:

• Collaborate with GCC leadership, global compliance teams, and regional stakeholders.

9. Compliance Culture:

• Conduct compliance training and promote awareness of policies and ethical standards.

10. Strategic Support:

• Embed compliance into new business initiatives, process transitions, and transformation programs.