Associate Director

Our client is a leading digital investment platform. They seek an Associate Director to join their Manhattan, NY office.

Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements.
ResponsibilitiesExecute key components of the monthly and quarterly close across multiple entitiesPrepare and review journal entries, account reconciliations, and variance analysesResolve reconciliation breaks across sub-ledgers and the general ledgerDeliver timely and accurate financial reporting within a multi-entity, regulated environmentSupport preparation of regulatory filings, including 17a-5 and 15c3-1 reportsApply broker-dealer accounting across revenue streams such as trading commissions, PFOF, and advisory feesAssist with daily and monthly net capital calculations and ongoing regulatory complianceCoordinate with Compliance and Finance on evolving SEC, FINRA, CFTC, and NFA requirementsFacilitate audit processes by preparing PBC support, responding to auditor inquiries, and addressing control gapsManage intercompany and consolidation activities, including allocations, eliminations, and financial statement preparation
RequirementsBachelor’s degree in Accounting, Finance, or related field4-6+ years of accounting experienceBroker-dealer experience requiredFinancial services xzbcwsv industryStrong hands-on experience with monthly close and account reconciliationsDirect experience supporting external auditsSolid understanding of U.S. GAAP and internal control frameworksFamiliarity with SEC / FINRA reporting requirementsStrong Excel skills with the ability to work across large datasetsCPA highly preferredFINRA Series 27 is a plus
JobID: 48180