Head Compliance

Hiranandani Financial Services · Maharashtra, India

Job Responsibilities

• Serve as the primary liaison with RBI, SEBI, FIU-IND, MCA/ROC, stock exchanges, and other regulatory authorities
• Lead regulatory inspections, supervisory reviews, audits, and ensure timely closure of regulatory observations
• Oversee the enterprise-wide compliance framework and ensure adherence toRBI Master Directions for NBFCs, focusing particularly on KYC, FPC, AML, and other pertinent areas
• Drive policy governance, regulatory change management, and implementation of evolving regulatory requirements across the organization
• Advise the Board, senior management, and business teams on regulatory developments, compliance risks, and governance matters
• Provide compliance oversight for new products, partnerships, digital initiatives, customer journeys, and strategy ic business projects
• Strengthen compliance monitoring, internal controls, and governance mechanisms to proactively manage regulatory risk
• Foster a strong culture of ethics, integrity, and compliance through training, awareness, and stakeholder engagement
• Present compliance updates, regulatory developments, and key risk matters to the Board and governance committees

Ideal Candidate

• 10+ years of experience in Compliance, Regulatory Affairs, Risk, or Governance within NBFCs, Banks, or Financial Services
• Deep understanding of RBI regulations, KYC/AML requirements, and regulatory expectations applicable to lending businesses
• Proven experience managing regulatory inspections and engaging with senior regulatory stakeholders
• Strong leadership, stakeholder management with CXO level
• Demonstrated ability to balance regulatory compliance with business growth and innovation