Internal audit

We’re Hiring | Build Your Career in Capital Markets Compliance
At Sanjay Shah & Co. LLP, Chartered Accountants, we specialize in providing end-to-end regulatory compliance and audit services across the Indian capital markets ecosystem. Our expertise spans compliance advisory, policy drafting, SOP development, internal and concurrent audits, surveillance reviews, and regulatory training in line with SEBI, Stock Exchanges, Depositories, and other regulatory requirements.
Our practice covers:
• Stock Brokers & Authorised Persons
• Depository Participants
• Portfolio Management Services (PMS)
• Alternative Investment Funds (AIFs)
• Investment Advisers (IA)
• Research Analysts (RA)
• Merchant Bankers
• Mutual Fund Distributors
• Other capital market intermediaries
As we continue to grow, we are looking for passionate and driven professionals who aspire to build a niche career in securities market regulation and compliance.
Opportunity 1 – Article Assistants (CA / CS / CMA)
5 Positions | Mumbai
If you’re looking for practical, hands-on exposure to the Indian capital markets, this is an opportunity to work directly with leading financial intermediaries and gain specialised experience.
What you’ll work on:
✅ Internal, Concurrent & Surveillance Audits for PMS, AIFs, Investment Advisers, Research Analysts, Stock Brokers & Authorised Persons
✅ Drafting Compliance Policies, SOPs & Regulatory Frameworks
✅ Tracking and analysing SEBI, NSE, BSE, CDSL & NSDL circulars
✅ Conducting compliance training and awareness sessions for clients
Why join us?
Extensive practical exposure across multiple capital market segments
Opportunity to work directly on complex regulatory assignments
Build a strong foundation for a specialised career in capital market compliance
Stipend
• 1st Year: ₹12,000 – ₹15,000 per month
• 2nd Year: ₹18,000 – ₹20,000 per month
• Performance-based incentives over and above the stipend
Location: Oneworld by Sanjar, Near N. L. College, Malad West, Mumbai
Opportunity 2 – Project-Based Regulatory Audit Assignments
For Graduates | CA | CS | CMA | ACCA | CFA Students
What you’ll gain:
✔ Practical exposure to stock broking and capital market operations
✔ Hands-on experience in regulatory and compliance audits
✔ Opportunity to work with experienced professionals on live assignments
Eligibility
• Graduates (any discipline)
• CA / CS / CMA / ACCA / CFA students
• Willingness to travel for outstation audits
Audit Locations: Maharashtra | Gujarat | Rajasthan | Madhya Pradesh | Delhi | Haryana | Uttar Pradesh
✈️ Travel, accommodation & food expenses for outstation assignments will be fully reimbursed.
How to Apply
Article Assistantship
Send your CV to
Project-Based Audit Assignments
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Learn more about us: If you’re looking to build a specialised career in SEBI regulations, capital markets, and financial services compliance, we’d love to hear from you.
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