Senior Associate, Internal Audit (Mumbai)

Waystone · Maharashtra, India

Senior Associate - Internal Audit

Department - Internal Audi

tLocation - Vikhroli, Mumba

iShift - UK/EME

A
Apply If you are a Qualified Chartered Accountant or CIA or recognized accountancy qualification with relevant Global Internal Audit experience, based in Mumbai & meet below mentioned criteria

What You'll

Do Key Responsibilit

iesInternal Audit Functi

on:Working with the Director - Internal Audit or Manager - Internal Au

dit
• Assist in the execution of audit engagements and properly and adequately documents the testing from scope to report deli

very• Assist in the compilation of periodic and consistent Board repor

ting• Assist in bespoke investigations/reviews as required. Internal Audit Execu

tion• Proactive interaction with stakeholders on the Internal Audit Program/Frame

work• Ensures that Internal Audit Tests/Reports are properly and adequately documented as agreed with relevant stakehol

ders• Keeps the Director or Manager and auditee updated on the status of the audits and observations noted during the course of tes

ting• Produce Internal Audit Reports for approval by the Manager, Director or Group Head of Internal A

udit• Follow-up action plans for corrective actions relating to audit findings or findings arising from other reviews. Compliance & Regulatory Overs

ight• Stay up-to-date on the latest developments in auditing standards, risk management, and compliance regulat

ions• Oversee audits to assess compliance with local and industry regulat

ions
Audit Supervision

Role:
• Responsible for keeping a knowledge base and skills required for the execution of the internal audit tests on regular

basis• Timely execution of work allocation to ensure audit testing is planned, executed and completed

fully• Communication of guidelines during the execution of the audit testing to achieve the audit obje

ctives• Escalates issues that may arise during an audit testing to the Manager, Director or Head of Internal Audit Internal Audi

t Team• Actively participate as a team member providing input on workstream planning, potential identified efficiencies, with set goals i

n mind• Coach and review/provide feedback to junior associates and associates during the

audits• Contribute to the professional development initiatives to enable continual team learning and perfo

rmance• Executes an agreed set of objectives and goals for measuring performance General Expe

rience• Experience in (i) risk assessment (ii) control & risk evaluation, and (iii) reporting. Ability to understand and assess the robustness of controls governing business pro

cesses
Qualific

ations:
• Qualified CA or CIA with significant experience in risk, compliance, audit or operations-based control

function• Must have 4+ years of relevant Global Internal Audit ex

perience• Recent and relevant experience in the financial sector with proven path of adv

ancement• Excellent interpersonal and communication skills, both written an

d verbal• Excellent people management skills, and the ability to balance competing deadlines and stak

eholders• Excellent stakeholder management skills with the ability to successfully influence people at all levels of t

he Group
In

terested?Ap