Strategic Chief Compliance Officer: Growth & Risk Leader

Drake & Associates · Goerke's corners, United States

Drake & Associates is seeking an experienced Chief Compliance Officer (CCO) to lead the firm's compliance program. As the primary compliance professional and a member of the Leadership Team, the CCO will serve as both hands-on expert and strategic partner.

The role oversees regulatory filings, testing, audits, training, and policy development, partnering with executives to identify risk and implement practical solutions that support growth while protecting the firm and its clients.