Assoc Analyst Compliance

Grow your career with a growing organization Whether they’re helping people reach their long-term financial goals or providing personal wealth management strategies, every associate contributes to changing the lives of those we serve for the better. When it comes to job satisfaction, that’s hard to beat. And from a personal satisfaction perspective, you’ll enjoy the freedom to support causes that matter to you and experience a truly inclusive work environment. Your future starts now. Would be responsible to review various sets of data and perform Non discrimination testing, generate From 5500s and Plan Audits DUTIES/RESPONSIBILITIES/ESSENTIAL FUNCTIONS Keep abreast of regulatory and compliance developments of the deliverables through continuous self learning Understand the operational stan