Regulatory Reporting Specialist
Coda Search│Staffing · Greenwich, Connecticut, United States
FULL TIMEpermanent
Job Description
About the CompanyOur client is a leading Global Investment firm who is looking to add a talented Regulatory Reporting specialist to their growing Compliance team.
Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.
About the RoleThe Regulatory Reporting specialist will support the firm’s growing Compliance team by preparing and submitting regulatory filings, managing data from multiple internal sources, building and documenting reporting processes, tracking regulatory changes across regions, and strengthening controls around derivatives transaction reporting.
ResponsibilitiesPrepare and submit regulatory filings on behalf of the firm and its funds across daily, monthly, quarterly, and annual cyclesGather and reconcile data from multiple internal sources, then package it to meet each regulator's specificationBuild and document the processes behind current filing obligations, and stand up new ones as the firm's regulatory footprint expandsTrack regulatory change across the US, Europe, and Asia-Pacific, translate new requirements into practical operational steps, and brief the teams affectedStrengthen the reconciliation and control layer around derivatives transaction reporting
Qualifications xzbcwsv 4 - 10 years of relevant experience
Required SkillsExperience with Form ADV and Form PFWorking knowledge of complex derivatives and how they're captured in regulatory dataStrong Excel and market data terminal skills
Preferred SkillsSQL or Python is a meaningful plus
Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.
About the RoleThe Regulatory Reporting specialist will support the firm’s growing Compliance team by preparing and submitting regulatory filings, managing data from multiple internal sources, building and documenting reporting processes, tracking regulatory changes across regions, and strengthening controls around derivatives transaction reporting.
ResponsibilitiesPrepare and submit regulatory filings on behalf of the firm and its funds across daily, monthly, quarterly, and annual cyclesGather and reconcile data from multiple internal sources, then package it to meet each regulator's specificationBuild and document the processes behind current filing obligations, and stand up new ones as the firm's regulatory footprint expandsTrack regulatory change across the US, Europe, and Asia-Pacific, translate new requirements into practical operational steps, and brief the teams affectedStrengthen the reconciliation and control layer around derivatives transaction reporting
Qualifications xzbcwsv 4 - 10 years of relevant experience
Required SkillsExperience with Form ADV and Form PFWorking knowledge of complex derivatives and how they're captured in regulatory dataStrong Excel and market data terminal skills
Preferred SkillsSQL or Python is a meaningful plus
Details
| Company | Coda Search│Staffing |
| Location | Greenwich, Connecticut, United States |
| Type | FULL TIME |
| Niche | hr |
| Experience | permanent |