Securities Settlements Manager - Regulatory & Controls Lead

Scotiabank · Dallas, United States

Scotiabank seeks a Manager for GWO Securities Settlements - Regulatory Control to ensure regulatory compliance and control as part of Global Banking and Markets US operations. You will lead controls across cash, position, and record reconciliations and collaborate with desks, operations, and audits.

The role requires Series 99, 5+ years in possession and control, and strong Excel skills with familiarity of Broadridge BPS, Postedge, and DTC.