Head of Clearing Risk

Financial Services Firm in Tampa, Florida is seeking a Director of Clearing Risk

All candidates should make sure to read the following job description and information carefully before applying.
Responsibilities:
Daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirementsDevelopment and monitoring of Early Warning Indicators (EWIs)VaR, stress testing, and scenario analysisNSCC, DTC, OCC, and settlement liquidity exposureClient, correspondent, counterparty, and concentration riskCapital forecasting and assessment of whether the firm has sufficient resources to support current and projected clearing volumesEstablishing risk limits, escalation thresholds, and management reportingWorking closely with the CEO, FINOP/CFO, Clearing Operations, Compliance, and Treasury
Qualifications:
8+ years of relevant risk experienceMeaningful experience working at a U.S. clearing broker or self-clearing broker-dealerStrong understanding of SEC/FINRA net capital xzbcwsv requirements, clearinghouse margin/deposit requirements, liquidity risk, and broker-dealer market riskExperience building or managing clearing risk dashboards, EWIs, VaR, stress testing, and capital frameworksSenior enough to independently challenge the business and escalate risk issues to executive management