State Licensed Investment Advisor

Virtual Vocations Inc · Workfromhome, United States

To support a growing client base, the full-time State Licensed Investment Advisor will service individual clients and brokerage customers remotely, providing best-interest investment advice, conducting client reviews, and executing trades in taxable brokerage and IRA accounts. Key responsibilities Educate clients on available advisory services and assist them in understanding retirement options Conduct annual and mid-year reviews for existing clients while adhering to compliance and regulatory requirements Identify client needs and opportunities for referrals to the Wealth Advisor Team, driving new business initiatives Required qualifications Bachelor's degree or equivalent work experience 4+ years of financial customer service experience Brokerage and mutual fund trading experience FINRA Series 7 and Series 63 and 65, or Series 66, registrations FINRA fingerprinting required