Senior associate, internal audit (mumbai)

Waystone · Mumbai, India

Associate / Senior Associate – Internal Audit

Department - Internal Audit

Location - Vikhroli, Mumbai

Shift - UK/EMEA

**Apply If you are a Qualified Chartered Accountant or CIA or recognized accountancy qualification or has relevant Internal Audit experience, based in Mumbai & meet below mentioned criteria**

What You’ll Do

Key Responsibilities

Internal Audit Function:

Working with the Director - Internal Audit or Manager – Internal Audit

• Assist in the execution of audit engagements and properly and adequately documents the testing from scope to report delivery

• Assist in the compilation of periodic and consistent Board reporting

• Assist in bespoke investigations/reviews as required. Internal Audit Execution

• Proactive interaction with stakeholders on the Internal Audit Program/Framework

• Ensures that Internal Audit Tests/Reports are properly and adequately documented as agreed with relevant stakeholders

• Keeps the Director or Manager and auditee updated on the status of the audits and observations noted during the course of testing

• Produce Internal Audit Reports for approval by the Manager, Director or Group Head of Internal Audit

• Follow-up action plans for corrective actions relating to audit findings or findings arising from other reviews. Compliance & Regulatory Oversight

• Stay up-to-date on the latest developments in auditing standards, risk management, and compliance regulations

• Oversee audits to assess compliance with local and industry regulations

Audit Supervision Role:

• Responsible for keeping a knowledge base and skills required for the execution of the internal audit tests on regular basis

• Timely execution of work allocation to ensure audit testing is planned, executed and completed fully

• Communication of guidelines during the execution of the audit testing to achieve the audit objectives

• Escalates issues that may arise during an audit testing to the Manager, Director or Head of Internal Audit Internal Audit Team

• Actively participate as a team member providing input on workstream planning, potential identified efficiencies, with set goals in mind

• Coach and review/provide feedback to junior associates and associates during the audits

• Contribute to the professional development initiatives to enable continual team learning and performance

• Executes an agreed set of objectives and goals for measuring performance General Experience

• Experience in (i) risk assessment (ii) control & risk evaluation, and (iii) reporting. Ability to understand and assess the robustness of controls governing business processes

Qualifications:

• A bachelor’s degree or significant experience in risk, compliance, audit or operations-based control function

• Postgraduate and/or industry qualifications are also desirable – CIA or recognised accountancy qualification

• Must have 2+ years of relevant Global Internal Audit experience

• Recent and relevant experience in the financial sector with proven path of advancement

• Excellent interpersonal and communication skills, both written and verbal

• Excellent people management skills, and the ability to balance competing deadlines and stakeholders

• Excellent stakeholder management skills with the ability to successfully influence people at all levels of the Group

Interested?

Apply Now!!